Head of Legal Compliance

Goldenbridge Asset Management is a fund and portfolio management company offering discretionary and non-discretionary portfolio management to individuals, companies and organizations. We have added value and offered strong returns to our clients since 2015. We have extensive experience and considerable understanding of Nigeria, and the global markets. Over the years our investment team has demonstrated exceptional performance, even during varying market conditions. With innovative ideas and real-life solutions, we have also helped make financial progress towards a more secure financial future viable for clients of all income and portfolio sizes.

Job Location: Abuja

Job Responsibilities

Establishing company policies and procedures for handling compliance issues such as data security and privacy protection
Implementing compliance training to ensure that employees understand their responsibilities regarding ethics, laws, and regulations
Provide legal advice on the administration, operations, and financial activities of the Company.
Responsible for legal affairs, including overseeing, identifying, and dealing with all legal issues which affect the Company.
Own, prepare and maintain customer-facing terms and conditions for our products, regulated or otherwise.
Lead in the drafting and negotiation of commercial agreements on behalf of the Company.
Provide company secretarial services to the Company.
Support general strategic and corporate projects, including but not limited to the development of new products (regulated or otherwise), regulated license applications, intragroup projects, relevant corporate affairs/matters, advice on the legal implications of employee incentive structures, etc.
Work closely with the compliance team, especially in areas related to compliance with law, regulations, and self-regulation codes.
Responsible for proactively managing the legal risks of the Company including managing the litigation database and providing relevant updates to the Company management and board as needed.
Provide in-house legal support for the Company’s acquisition and fund-raising activities.
Advise management on the impact of any new legal & regulatory guidelines.
Job Requirements

Bachelor’s Degree in Law (LLB)
6+ years’ experience in compliance management, with at least 3 years in a senior-level role
Strong working knowledge of compliance regulations, including FINRA, SEC, etc.
Proven ability to develop and implement effective compliance programs.
Outstanding leadership and interpersonal skills.
Exceptional written and verbal communication skills.
Corporate and financial services experience.
How to Apply
Interested and qualified candidates should forward their CV with a Cover Letter as one document in PDF to: hr@goldenbridge.com.ng using the position as the subject of the email.

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